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WENDY HOSTETTER ROWLEY
WENDY ROWLEY
CRD#: 2711072
IA
B
ROWLEY FINANCIALCRD#: 326723 600J EDEN ROAD
SUITE 4
LANCASTER, PA 17601
SUITE 4
LANCASTER, PA 17601
0
Disclosures
29
Years of Experience
View By:
State Registrations
IA
Florida 8/16/2024
IA
Pennsylvania 7/13/2023
IA
Registered with this firm since 7/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2019 - 08/31/2023 | Lancaster, PA | |
IA | 09/04/2012 - 07/11/2019 | LANCASTER, PA | |
B | 09/04/2012 - 07/11/2019 | LANCASTER, PA | |
IA | 09/29/2009 - 09/07/2012 | LANCASTER, PA | |
B | 09/11/2007 - 09/07/2012 | LANCASTER, PA | |
IA | 03/04/1997 - 12/31/2008 | EAST PETERSBURG, PA | |
IA | 07/16/2002 - 09/17/2007 | EAST PETERSBURG, PA | |
B | 02/16/1996 - 09/17/2007 | EAST PETERSBURG, PA |
EAST PETERSBURG, PA
03/04/1997 - 12/31/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.