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WILLIAM COLIN SEIBERT
CRD#: 2710335
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 7731 PARK AVENUE
HOUMA, LA 70364
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2013 (7 years)2 FIRMS2013 - Present (12 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2005 (3 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2003 - 2003 (<1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2001 - 2002 (1 year)BPRITCHARD CAPITAL PARTNERS, LLC (CRD# 100480)2001 - 2001 (<1 year)BBANK UNITED SECURITIES CORP. (CRD# 30288)1996 - 2001 (4 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2005 (2 years)
Disclosure(s)
View By:
1/13/2023
Customer Dispute
Settled
1/4/2021
Customer Dispute
Settled
10/31/2008
Customer Dispute
Closed-No Action
9/19/2008
Customer Dispute
Closed-No Action
11/1/2007
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 2/13/2013

B
Missouri 9/22/2016

B
Alaska 4/24/2018

B
Nebraska 4/26/2018

B
Arizona 1/16/2015

B
Nevada 9/20/2018

B
Arkansas 2/13/2013

B
New Hampshire 3/13/2019

B
California 5/10/2017

B
New Mexico 2/13/2013

B
Colorado 2/13/2013

B
New York 4/24/2018

B
Connecticut 4/24/2018

B
North Carolina 4/26/2018

B
District of Columbia 1/25/2019

B
North Dakota 2/1/2022

B
Florida 2/13/2013

B
Ohio 4/24/2018

B
Georgia 9/19/2019

B
Oklahoma 4/24/2018

B
Hawaii 11/5/2019

B
Oregon 5/11/2018

B
Idaho 8/31/2020

B
Pennsylvania 4/24/2018

B
Illinois 2/13/2013

B
Rhode Island 6/24/2021

B
Indiana 4/25/2018

B
South Carolina 4/26/2018

B
Kansas 3/4/2021

B
South Dakota 12/13/2018

B
Kentucky 2/13/2013

B
Tennessee 4/24/2018

B
Louisiana 2/13/2013

B
Texas 2/13/2013

IA
Louisiana 2/13/2013

IA
Texas 2/13/2013

B
Maine 1/6/2021

B
Utah 4/24/2018

B
Maryland 9/16/2015

B
Virginia 4/24/2018

B
Massachusetts 5/16/2018

B
Washington 9/14/2015

B
Michigan 4/25/2018

B
West Virginia 3/12/2021

B
Minnesota 5/1/2018

B
Wisconsin 4/25/2018

B
Mississippi 2/13/2013

B
Wyoming 1/5/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
7731 PARK AVENUE, HOUMA, LA 70364
445 NORTH BLVD., #500 SUITE 500, BATON ROUGE, LA 70802
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
7731 PARK AVENUE, HOUMA, LA 70364
445 NORTH BLVD., #500 SUITE 500, BATON ROUGE, LA 70802
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2005 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUMA, LA
B
06/01/2005 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUMA, LA
IA
09/18/2002 - 04/15/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
06/20/2001 - 04/15/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
03/07/2003 - 12/31/2003 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
06/20/2001 - 08/12/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
01/31/2001 - 06/01/2001 PRITCHARD CAPITAL PARTNERS, LLC (CRD#:100480)
FINRA expelled the firm on 11/14/2012
COVINGTON, LA
B
03/12/1996 - 01/25/2001 BANK UNITED SECURITIES CORP. (CRD#:30288) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.