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Detailed Report
SHANE OSHEA SCOTT MULRON
SHANE OSHEA SCOTTY MULRON, SHANE MULRON
CRD#: 2709497
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 10 South Riverside Plaza
Chicago, IL 60606
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS2005 - 2006 (1 year)2 FIRMS2017 - 2023 (6 years)2 FIRMS2022 - Present (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2023 - 2024 (<1 year)BOPTIONSHOUSE (CRD# 145562)2015 - 2017 (2 years)BMOTIF INVESTING, INC. (CRD# 155731)2014 - 2014 (<1 year)BE*TRADE CLEARING LLC (CRD# 25025)2002 - 2014 (11 years)BE*TRADE SECURITIES LLC (CRD# 29106)1996 - 2014 (18 years)BE*TRADE CAPITAL INC. (CRD# 38800)1997 - 1998 (1 year)
Disclosure(s)
View By:
11/1/1996
Regulatory
Final
License(s)

State Registrations

B
Illinois 9/6/2022
IA
Nevada 8/2/2022
IA
Illinois 9/6/2022
B
Nevada 11/15/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
10 South Riverside Plaza, Chicago, IL 60606
5390 Kietzke Lane Suite 200, Reno, NV 89511
Registered with this firm since 8/2/2022
B
MORGAN STANLEY (CRD#:149777)
10 South Riverside Plaza, Chicago, IL 60606
5390 Kietzke Lane Suite 200, Reno, NV 89511
Registered with this firm since 7/22/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/13/2023 - 06/03/2024 E*TRADE SECURITIES LLC (CRD#:29106) Chicago, IL
IA
 12/12/2017 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Chicago, IL
B
 04/11/2017 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) CHICAGO, IL
B
 02/10/2015 - 08/07/2017 OPTIONSHOUSE (CRD#:145562) CHICAGO, IL
B
 06/18/2014 - 11/10/2014 MOTIF INVESTING, INC. (CRD#:155731) SAN MATEO, CA
B
 08/07/2002 - 04/09/2014 E*TRADE CLEARING LLC (CRD#:25025) RANCHO CORDOVA, CA
B
 04/02/1996 - 04/09/2014 E*TRADE SECURITIES LLC (CRD#:29106) ROSEVILLE, CA
B
 11/30/2005 - 11/30/2006 BROWNCO, LLC (CRD#:1326) BOSTON, MA
B
 10/31/2005 - 10/10/2006 HARRISDIRECT LLC (CRD#:42159) JERSEY CITY, NJ
B
 11/30/2005 - 05/08/2006 BROWNCO, LLC (CRD#:1326) BOSTON, MA
B
 02/03/1997 - 09/02/1998 E*TRADE CAPITAL INC. (CRD#:38800)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.