Individual Firm
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FREDDIE SARNO
FREDERICK SARNO, JON FREDERICK SARNO, JON SARNO
CRD#: 2709435
IA
B
MORGAN STANLEYCRD#: 149777 8548 Rozita Lee Avenue
Suite 400
Las Vegas, NV 89113
Suite 400
Las Vegas, NV 89113
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Arizona 1/2/2020
B
Nevada 6/1/2009
B
California 6/1/2009
IA
Nevada 6/1/2009
B
Colorado 6/12/2019
B
New Hampshire 9/5/2024
B
Delaware 3/10/2020
B
New Jersey 1/26/2018
B
Florida 6/13/2024
B
New York 12/7/2018
B
Illinois 6/1/2009
B
Oregon 8/3/2012
B
Indiana 5/15/2018
B
Texas 6/1/2009
B
Iowa 7/1/2009
IA
Texas 2/24/2020
B
Kansas 8/5/2013
B
Utah 10/29/2012
B
Michigan 11/18/2016
B
Wisconsin 8/17/2018
B
Missouri 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/03/2003 - 06/01/2009 | LAS VEGAS, NV | |
B | 01/14/2000 - 06/01/2009 | LAS VEGAS, NV | |
B | 03/06/1996 - 01/20/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.