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Detailed Report
GERALD MICHAEL BOYLE
G. MICHAEL BOYLE, GERALD MICHAEL BOYLE III, MIKE BOYLE
CRD#: 2709315
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5522 BALBOA AVE
SAN DIEGO, CA 92111
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BWAMU INVESTMENTS, INC. (CRD# 599)2001 - 2009 (8 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2001 (5 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (3 years)
Disclosure(s)
View By:
10/2/2013
Customer Dispute
Denied
12/1/2008
Customer Dispute
Denied
1/13/2005
Customer Dispute
Settled
9/3/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 2/16/2024
B
New Mexico 1/9/2023
B
Arizona 1/3/2011
B
New York 1/15/2019
B
California 1/3/2011
B
North Dakota 12/11/2020
IA
California 1/3/2011
B
Ohio 3/26/2025
B
Colorado 10/28/2019
B
Oklahoma 1/3/2011
B
Florida 11/21/2019
B
Oregon 6/10/2019
B
Idaho 4/14/2023
B
Pennsylvania 10/4/2024
B
Illinois 3/20/2025
B
South Carolina 5/1/2024
B
Louisiana 2/22/2022
B
Tennessee 4/14/2023
B
Minnesota 1/3/2011
B
Texas 2/22/2022
B
Missouri 3/23/2023
IA
Texas 2/24/2022
B
Montana 4/22/2023
B
Utah 2/2/2012
B
Nevada 1/25/2021
B
Virginia 12/4/2019
B
New Jersey 2/18/2022
B
Washington 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5522 BALBOA AVE, SAN DIEGO, CA 92111
16901 BERNARDO CENTER DR, SAN DIEGO, CA 92128
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5522 BALBOA AVE, SAN DIEGO, CA 92111
16901 BERNARDO CENTER DR, SAN DIEGO, CA 92128
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SOLANA BEACH, CA
B
 07/01/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SOLANA BEACH, CA
IA
 05/02/2009 - 06/30/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LA JOLLA, CA
B
 05/02/2009 - 06/30/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LA JOLLA, CA
IA
 02/21/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN DIEGO, CA
B
 05/17/2001 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN DIEGO, CA
B
 03/19/1996 - 05/15/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.