• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DONELL ROSCOE SMALL
DONLL ROSCOE SMALL
CRD#: 2709107
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 490 NORTH 31 ST STREET
SUITE 217
BILLINGS, MT 59101
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2022 (13 years)2 FIRMS2022 - Present (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2005 (8 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2005 (2 years)
License(s)

State Registrations

B
Arizona 4/6/2022

B
Oregon 4/6/2022

B
California 4/6/2022

B
South Carolina 4/6/2022

B
Colorado 4/6/2022

B
Tennessee 4/6/2022

B
Idaho 4/6/2022

B
Washington 4/6/2022

B
Minnesota 4/6/2022

B
Wisconsin 4/6/2022

B
Montana 4/6/2022

B
Wyoming 4/6/2022

IA
Montana 4/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
490 NORTH 31 ST STREET SUITE 217, BILLINGS, MT 59101
Registered with this firm since 4/6/2022

B
OSAIC WEALTH, INC. (CRD#:23131)
490 NORTH 31 ST STREET SUITE 217, BILLINGS, MT 59101
Registered with this firm since 4/6/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/02/2009 - 05/04/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) Billings, MT
B
01/30/2009 - 05/04/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) Billings, MT
IA
01/10/2005 - 02/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) BILLINGS, MT
B
01/07/2005 - 02/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) BILLINGS, MT
IA
04/01/2002 - 01/10/2005 MORGAN STANLEY (CRD#:7556) BILLINGS, MT
B
03/20/1996 - 01/10/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.