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Detailed Report
Michael R Teller
MICHAEL ROBERT TELLER, Mike Teller
CRD#: 2708547
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 6745 Longshore St
Suite 220
Dublin, OH 43017
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2012 (7 years)2 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2003 (2 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1996 - 2000 (4 years)
Disclosure(s)
View By:
2/9/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/29/2024
B
Nebraska 10/13/2023
B
Alaska 5/29/2024
B
Nevada 10/16/2023
B
Arizona 10/18/2023
B
New Hampshire 10/20/2023
B
Arkansas 10/13/2023
B
New Jersey 10/13/2023
B
California 10/12/2023
B
New Mexico 10/13/2023
B
Colorado 10/13/2023
B
New York 10/12/2023
B
Connecticut 10/13/2023
B
North Carolina 10/16/2023
B
Delaware 10/23/2023
B
North Dakota 6/3/2024
B
District of Columbia 10/13/2023
B
Ohio 9/7/2023
B
Florida 10/13/2023
IA
Ohio 9/7/2023
B
Georgia 10/16/2023
B
Oklahoma 10/18/2023
B
Hawaii 10/13/2023
B
Oregon 10/16/2023
B
Idaho 10/13/2023
B
Pennsylvania 10/13/2023
B
Illinois 10/12/2023
B
Puerto Rico 6/11/2024
B
Indiana 10/17/2023
B
Rhode Island 3/20/2024
B
Iowa 10/16/2023
B
South Carolina 10/16/2023
B
Kansas 10/12/2023
B
South Dakota 10/16/2023
B
Kentucky 10/13/2023
B
Tennessee 10/13/2023
B
Louisiana 10/13/2023
B
Texas 10/13/2023
B
Maine 10/12/2023
B
Utah 5/30/2024
B
Maryland 10/20/2023
B
Vermont 10/13/2023
B
Massachusetts 10/16/2023
B
Virgin Islands 5/30/2024
B
Michigan 10/16/2023
B
Virginia 10/13/2023
B
Minnesota 10/13/2023
B
Washington 10/12/2023
B
Mississippi 5/30/2024
B
West Virginia 10/12/2023
B
Missouri 10/13/2023
B
Wisconsin 10/12/2023
B
Montana 5/30/2024
B
Wyoming 10/25/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
6745 Longshore St Suite 220, Dublin, OH 43017
Registered with this firm since 9/7/2023
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
6745 Longshore St Suite 220, Dublin, OH 43017
Registered with this firm since 9/7/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/27/2022 - 09/06/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) COLUMBUS, OH
B
 07/27/2022 - 09/06/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) COLUMBUS, OH
IA
 10/01/2012 - 08/19/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Columbus, OH
B
 10/01/2012 - 08/19/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Columbus, OH
IA
 07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FARMINGTON, MI
B
 07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FARMINGTON, MI
IA
 11/18/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) NORTHVILLE, MI
B
 04/23/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 04/24/2000 - 01/10/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 03/05/1996 - 05/15/2000 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.