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THEODORE PATRICK MCNULTY III
CRD#: 2708345
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 7 ROSZEL RD
PRINCETON, NJ 08540
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2007 (11 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2007 (3 years)
License(s)

State Registrations

B
Arizona 2/15/2023

B
New Jersey 6/29/2007

B
California 6/29/2007

IA
New Jersey 6/29/2007

B
Delaware 11/30/2016

B
New York 6/29/2007

B
Florida 6/29/2007

B
North Carolina 6/29/2007

B
Illinois 6/29/2007

B
Pennsylvania 6/29/2007

B
Kentucky 1/16/2025

B
South Carolina 5/26/2023

B
Maryland 6/29/2007

B
Tennessee 5/26/2023

B
Massachusetts 4/25/2016

IA
Texas 7/5/2007

B
Michigan 6/29/2007

B
Vermont 4/6/2021

B
Montana 3/16/2009

B
Virginia 6/29/2007

B
New Hampshire 6/16/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
7 ROSZEL RD, PRINCETON, NJ 08540
Registered with this firm since 6/29/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
7 ROSZEL RD, PRINCETON, NJ 08540
Registered with this firm since 6/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/14/2003 - 07/06/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) PRINCETON, NJ
B
03/18/1996 - 07/06/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) PRINCETON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.