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Robert M Hammond III
ROBERT M HAMMOND, ROBERT MAC HAMMOND III, ROBERT MAC III HAMMOND
CRD#: 2708321
IA
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SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 WOODFIELD CROSSING BLVD
INDIANAPOLIS, IN 46240
INDIANAPOLIS, IN 46240
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Indianapolis, IN 46240-2482
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Disclosures
28
Years of Experience
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State Registrations
IA
California 7/11/2016
IA
Indiana 7/11/2016
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California 7/12/2016
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Indiana 7/12/2016
SRO Registrations
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Registered with this firm since 7/11/2016
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Registered with this firm since 7/12/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/22/2011 - 06/22/2016 | PHILADELPHIA, PA | |
B | 03/22/2011 - 06/22/2016 | PHILADELPHIA, PA | |
IA | 05/31/2005 - 02/24/2011 | CHERRY HILL, NJ | |
B | 06/01/1998 - 02/24/2011 | CHERRY HILL, NJ | |
B | 05/22/2001 - 06/08/2006 | FORT WAYNE, IN | |
B | 03/01/1996 - 11/27/2000 | RADNOR, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.