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Detailed Report
WILLIAM DENNIS NORWOOD
DENNIS NORWOOD, Denny Norwood
CRD#: 2707437
IA
Investment Adviser
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Previous Broker
CWM, LLCCRD#: 155344 220 N Smith Street
Palatine, IL 60067
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)2 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2023 (10 years)IACWM, LLC (CRD# 155344)2023 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2023 - 2023 (<1 year)BPEB FINANCIAL GROUP, INC. (CRD# 7708)2000 - 2002 (2 years)BPFS INVESTMENTS INC. (CRD# 10111)1996 - 1997 (1 year)
License(s)

State Registrations

IA
Illinois 1/26/2023
IA
Louisiana 11/21/2023
IA
Indiana 3/7/2023
IA
Michigan 3/7/2023
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
220 N Smith Street, Palatine, IL 60067
31313 Northwestern Hwy, Ste. 122, Farmington Hills, MI 48334
Registered with this firm since 1/26/2023
Previous Registration(s)
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 01/26/2023 - 05/16/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) PALATINE, IL
IA
 10/01/2012 - 01/27/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Glencoe, IL
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 10/01/2012 - 01/27/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Glencoe, IL
IA
 08/25/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WINNETKA, IL
B
 08/25/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WINNETKA, IL
IA
 01/01/2008 - 08/21/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) LAKE FOREST, IL
B
 01/01/2008 - 08/21/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) LAKE FOREST, IL
B
 08/28/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAKE FOREST, IL
IA
 08/29/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAKE FOREST, IL
B
 01/20/2000 - 09/10/2002 PEB FINANCIAL GROUP, INC. (CRD#:7708) CHICAGO, IL
B
 01/27/1998 - 04/23/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/27/1998 - 04/23/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 02/26/1996 - 12/15/1997 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.