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Christopher Michael Malone
CHRISTOPHER M MALONE, CHRISTOPHER MICHAEL MALONE
CRD#: 2707240
IA
B
MORGAN STANLEYCRD#: 149777 2141 Rosecrans Avenue
Suite 3100
El Segundo, CA 90245
Suite 3100
El Segundo, CA 90245
0
Disclosures
14
Years of Experience
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State Registrations
B
Alaska 11/27/2020
B
Nevada 11/27/2020
B
Arizona 11/27/2020
B
New Hampshire 11/27/2020
B
California 9/17/2019
B
New Jersey 11/27/2020
IA
California 9/17/2019
B
New York 11/27/2020
B
Colorado 11/27/2020
B
Oregon 11/27/2020
B
Connecticut 11/27/2020
B
South Carolina 11/27/2020
B
Florida 11/27/2020
B
Texas 10/19/2020
B
Georgia 11/27/2020
IA
Texas 10/21/2020
B
Kansas 11/27/2020
B
Utah 11/27/2020
B
Maryland 11/27/2020
B
Virginia 11/27/2020
B
Massachusetts 11/27/2020
B
Washington 11/27/2020
B
Missouri 8/23/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/17/2019
B
Registered with this firm since 8/16/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/18/2008 - 11/10/2009 | NEW YORK, NY | |
B | 07/14/2004 - 02/23/2006 | NEW YORK, NY | |
B | 01/17/2001 - 05/09/2002 | NEW YORK, NY | |
B | 08/30/1999 - 12/15/2000 | NEW YORK, NY | |
B | 04/03/1996 - 07/22/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.