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CHRISTOPHER LEE FACKA
CHRIS FACKA
CRD#: 2706401
IA
Investment Adviser
B
Broker
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 4004 Summit Blvd SE
Suite 800
Atlanta, GA 30319
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 4004 Summit Blvd NE
STE 125
Atlanta, GA 30319
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1996 (<1 year)2 FIRMS2000 - 2008 (7 years)2 FIRMS2008 - 2013 (5 years)2 FIRMS2017 - 2018 (1 year)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2019 - Present (6 years)BLEVEL FOUR FINANCIAL, LLC (CRD# 25700)2020 - Present (4 years)BFIRST OPTIONS OF CHICAGO, INC. (CRD# 13822)1999 - 2000 (1 year)BFUNDS DISTRIBUTOR, INC. (CRD# 7174)1998 - 1999 (<1 year)BFIRST CHICAGO NBD INVESTMENT S... (CRD# 17516)1996 - 1998 (1 year)IAHARBOR FINANCIAL SERVICES, LLC (CRD# 25700)2020 - 2021 (<1 year)IAGENSPRING FAMILY OFFICES, LLC (CRD# 109278)2017 - 2017 (<1 year)
Disclosure(s)
View By:
9/16/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 1/7/2021

IA
Georgia 10/26/2023

B
Georgia 11/2/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
4004 Summit Blvd SE Suite 800, Atlanta, GA 30319
Registered with this firm since 1/29/2019

B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
4004 Summit Blvd NE STE 125, Atlanta, GA 30319
Registered with this firm since 11/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/13/2020 - 04/01/2021 HARBOR FINANCIAL SERVICES, LLC (CRD#:25700) Stuart, FL
IA
11/01/2017 - 12/07/2018 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) JUPITER, FL
B
11/17/2017 - 12/07/2018 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) JUPITER, FL
IA
05/23/2017 - 12/31/2017 GENSPRING FAMILY OFFICES, LLC (CRD#:109278) Jupiter, FL
IA
01/01/2008 - 02/28/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) WEST PALM BEACH, FL
B
01/01/2008 - 02/28/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) WEST PALM BEACH, FL
B
10/18/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARCO ISLAND, FL
IA
10/19/2000 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARCO ISLAND, FL
B
09/20/1999 - 10/03/2000 FIRST OPTIONS OF CHICAGO, INC. (CRD#:13822) CHICAGO, IL
B
09/08/1998 - 07/19/1999 FUNDS DISTRIBUTOR, INC. (CRD#:7174) PORTLAND, ME
B
12/24/1996 - 04/29/1998 FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CRD#:17516) CHICAGO, IL
B
02/27/1996 - 09/04/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
02/07/1996 - 02/21/1996 MADISON SECURITIES, INC. (CRD#:32176) CHICAGO, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.