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LUIS GASCA
CRD#: 2704946
IA
B
MORGAN STANLEYCRD#: 149777 303 North Oregon Street
El Paso, TX 79901
El Paso, TX 79901
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
New Mexico 6/1/2009
B
California 6/1/2009
B
North Carolina 1/15/2013
B
Colorado 10/8/2018
B
Ohio 9/22/2021
B
District of Columbia 8/28/2019
B
Oregon 5/21/2018
B
Florida 1/14/2013
B
Pennsylvania 2/1/2021
B
Georgia 1/21/2018
B
South Carolina 1/2/2020
B
Hawaii 8/30/2022
B
Texas 6/1/2009
B
Indiana 3/14/2023
IA
Texas 6/1/2009
B
Louisiana 12/4/2020
B
Virginia 1/2/2020
B
Maryland 6/1/2009
B
Washington 6/1/2009
B
Missouri 2/8/2022
B
Wisconsin 10/12/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | EL PASO, TX | |
B | 04/02/2007 - 06/01/2009 | EL PASO, TX | |
IA | 01/28/1997 - 04/02/2007 | EL PASO, TX | |
B | 12/16/1996 - 04/02/2007 | EL PASO, TX | |
B | 03/11/1996 - 12/24/1996 | SPRINGFIELD, MA | |
B | 03/11/1996 - 12/24/1996 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.