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Detailed Report
Matthew Carter
Matt Carter, Matthew J Carter, Matthew John Carter
CRD#: 2703662
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 150 W University Dr, Floor 04
Tempe, AZ 85281
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - 2020 (1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2024 - Present (<1 year)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2020 - 2022 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1998 - 2015 (17 years)IACAMARDA WEALTH ADVISORY GROUP (CRD# 113784)2017 - 2017 (<1 year)
License(s)

State Registrations

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Alabama 5/6/2024
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Nebraska 5/6/2024
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Alaska 5/6/2024
B
Nevada 5/6/2024
B
Arizona 5/7/2024
B
New Hampshire 5/6/2024
IA
Arizona 5/7/2024
B
New Jersey 5/6/2024
B
Arkansas 5/6/2024
B
New Mexico 5/6/2024
B
California 5/6/2024
B
New York 5/6/2024
B
Colorado 5/6/2024
B
North Carolina 5/6/2024
B
Connecticut 5/6/2024
B
North Dakota 5/6/2024
B
Delaware 5/6/2024
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Ohio 5/6/2024
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District of Columbia 5/6/2024
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Oklahoma 5/6/2024
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Florida 5/6/2024
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Oregon 5/6/2024
B
Georgia 5/6/2024
B
Pennsylvania 5/6/2024
B
Hawaii 5/6/2024
B
Puerto Rico 5/6/2024
B
Idaho 5/6/2024
B
Rhode Island 5/6/2024
B
Illinois 5/6/2024
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South Carolina 5/6/2024
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Indiana 5/6/2024
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South Dakota 5/6/2024
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Iowa 5/6/2024
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Tennessee 5/6/2024
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Kansas 5/6/2024
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Texas 5/6/2024
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Kentucky 5/6/2024
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Texas 5/6/2024
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Louisiana 5/6/2024
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Utah 5/6/2024
B
Maine 5/6/2024
B
Vermont 5/6/2024
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Maryland 5/6/2024
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Virgin Islands 5/6/2024
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Massachusetts 5/6/2024
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Virginia 5/6/2024
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Michigan 5/6/2024
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Washington 5/6/2024
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Minnesota 5/6/2024
B
West Virginia 5/6/2024
B
Mississippi 5/6/2024
B
Wisconsin 5/6/2024
B
Missouri 5/6/2024
B
Wyoming 5/6/2024
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Montana 5/6/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe, AZ 85281
Chandler, AZ
Registered with this firm since 5/6/2024
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe, AZ 85281
Chandler, AZ
Registered with this firm since 5/6/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
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 11/04/2022 - 08/10/2023 MORGAN STANLEY (CRD#:149777) Tempe, AZ
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 11/04/2022 - 08/10/2023 MORGAN STANLEY (CRD#:149777) Tempe, AZ
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 11/17/2020 - 08/09/2022 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Tempe, AZ
IA
 01/30/2019 - 11/12/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
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 01/30/2019 - 11/12/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
IA
 06/09/2017 - 01/16/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
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 06/06/2017 - 01/16/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
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 03/23/2017 - 05/24/2017 CAMARDA WEALTH ADVISORY GROUP (CRD#:113784) FLEMING ISLAND, FL
IA
 09/02/2015 - 02/21/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 06/19/2015 - 02/21/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 03/23/1998 - 06/08/2015 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.