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Detailed Report
CHRISTOPHER JOSEPH CASSIDY
CRD#: 2703285
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4 TOWER PL
FL 9
ALBANY, NY 12203
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (22 years)BQUICK & REILLY, INC. (CRD# 11217)1998 - 2002 (4 years)BFLEET BROKERAGE SECURITIES, INC. (CRD# 7313)1997 - 1998 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1997 (1 year)
License(s)

State Registrations

B
Arizona 9/19/2024
B
New Jersey 6/4/2012
B
California 6/9/2016
B
New Mexico 9/19/2024
B
Colorado 9/21/2022
B
New York 6/14/2002
B
Connecticut 1/8/2004
IA
New York 7/27/2021
B
Delaware 9/19/2024
B
North Carolina 2/27/2004
B
Florida 6/14/2002
B
Ohio 9/20/2024
B
Georgia 9/19/2024
B
Oregon 7/16/2024
B
Hawaii 9/19/2024
B
Pennsylvania 9/19/2024
B
Indiana 1/11/2021
B
Rhode Island 8/22/2022
B
Kentucky 1/2/2025
B
South Carolina 6/14/2018
B
Maine 5/27/2015
B
Tennessee 9/19/2024
B
Maryland 3/1/2007
B
Texas 9/19/2024
B
Massachusetts 6/14/2002
IA
Texas 9/19/2024
B
Michigan 6/27/2012
B
Utah 9/19/2024
B
Minnesota 3/19/2025
B
Vermont 9/19/2024
B
Missouri 9/19/2024
B
Virgin Islands 5/27/2015
B
Montana 9/19/2024
B
Virginia 9/19/2024
B
New Hampshire 7/16/2024
B
Washington 9/28/2009
IA
New Jersey 7/23/2002
B
Wisconsin 9/19/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4 TOWER PL FL 9, ALBANY, NY 12203
Registered with this firm since 7/23/2002
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4 TOWER PL FL 9, ALBANY, NY 12203
Registered with this firm since 6/14/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/14/1998 - 07/01/2002 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 08/28/1997 - 02/14/1998 FLEET BROKERAGE SECURITIES, INC. (CRD#:7313) NEW YORK, NY
B
 03/22/1996 - 05/29/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.