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Detailed Report
DARRELL WILLIAM QUAM
CRD#: 2701873
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Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 8110 E Union Ave
Ste 180
Denver, CO 80237
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACREATIVE PLANNING (CRD# 105348)2021 - Present (3 years)BLOCKTON INVESTMENT SECURITIES, LLC (CRD# 137476)2015 - 2021 (6 years)BFORUM FINANCIAL SERVICES, INC. (CRD# 17685)1997 - 1997 (<1 year)BTCF SECURITIES, INC. (CRD# 34954)1996 - 1996 (<1 year)IALOCKTON INVESTMENT ADVISORS, LLC (CRD# 144133)2014 - 2021 (7 years)
License(s)

State Registrations

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Colorado 12/17/2021
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Texas 12/20/2021
Current Registration(s)
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CREATIVE PLANNING (CRD#:105348)
8110 E Union Ave Ste 180, Denver, CO 80237
Broomfield, CO
Registered with this firm since 12/17/2021
Previous Registration(s)
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 04/22/2014 - 12/31/2021 LOCKTON INVESTMENT ADVISORS, LLC (CRD#:144133) DENVER, CO
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 12/15/2015 - 12/14/2021 LOCKTON INVESTMENT SECURITIES, LLC (CRD#:137476) DENVER, CO
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 03/21/1997 - 11/20/1997 FORUM FINANCIAL SERVICES, INC. (CRD#:17685) PORTLAND, ME
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 01/26/1996 - 06/07/1996 TCF SECURITIES, INC. (CRD#:34954) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.