Individual Firm
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DAVID STEVEN BRADY
DAVID S BRADY
CRD#: 2701307
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EQUITABLE ADVISORS, LLCCRD#: 6627 395 NORTH SERVICE ROAD
SUITE 206
MELVILLE, NY 11747
SUITE 206
MELVILLE, NY 11747
0
Disclosures
28
Years of Experience
View By:
State Registrations
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Arizona 12/20/2022
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Iowa 7/26/2023
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Arizona 8/16/2023
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Nebraska 1/6/2023
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California 12/20/2022
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New Jersey 1/6/2023
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California 3/15/2024
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New York 12/20/2022
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Colorado 12/20/2022
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New York 4/17/2023
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Connecticut 1/6/2023
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North Carolina 12/21/2022
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District of Columbia 2/8/2023
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North Carolina 12/6/2023
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Florida 12/20/2022
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Texas 12/20/2022
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Florida 8/3/2023
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Texas 5/24/2024
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Hawaii 1/10/2023
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Wisconsin 1/6/2023
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Iowa 1/6/2023
SRO Registrations
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Registered with this firm since 4/17/2023
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Registered with this firm since 12/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/20/2011 - 12/20/2022 | MELVILLE, NY | |
B | 11/03/2010 - 06/22/2011 | NEW YORK, NY | |
B | 02/27/2007 - 11/02/2010 | MELVILLE, NY | |
B | 04/27/2004 - 03/01/2007 | PORT WASHINGTON, NY | |
B | 03/26/2001 - 04/27/2004 | PORT WASHINGTON, NY | |
B | 09/24/1999 - 04/11/2001 | NEW YORK, NY | |
B | 06/25/1997 - 10/19/1999 | HAUPPAUGE, NY | |
B | 09/09/1996 - 05/27/1997 | JERICHO, NY |
NEW YORK, NY
11/03/2010 - 06/22/2011
MELVILLE, NY
02/27/2007 - 11/02/2010
PORT WASHINGTON, NY
03/26/2001 - 04/27/2004
HAUPPAUGE, NY
06/25/1997 - 10/19/1999
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.