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Detailed Report
HOLLY KAYE VALINOTTI
HOLLY K KRENIK, HOLLY KAYE KRENIK, HOLLY K VALINOTTI
CRD#: 2701136
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 50 ROUTE 111
SMITHTOWN, NY 11787
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2014 (18 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2014 (5 years)
License(s)

State Registrations

B
Alabama 2/15/2022
B
Nevada 2/15/2022
B
Alaska 2/15/2022
B
New Hampshire 5/18/2022
B
Arizona 1/20/2022
B
New Jersey 1/20/2022
B
California 1/20/2022
B
New York 5/31/2016
B
Colorado 1/20/2022
IA
New York 2/2/2022
B
Connecticut 4/19/2021
B
North Carolina 1/20/2022
B
Delaware 1/20/2022
B
Ohio 3/14/2023
B
District of Columbia 1/20/2022
B
Oregon 4/11/2023
B
Florida 1/20/2022
B
Pennsylvania 1/20/2022
B
Georgia 1/20/2022
B
Puerto Rico 5/25/2023
B
Hawaii 1/20/2022
B
Rhode Island 9/14/2022
B
Illinois 2/15/2022
B
South Carolina 1/20/2022
B
Indiana 1/20/2022
B
South Dakota 5/10/2023
B
Iowa 5/25/2023
B
Tennessee 1/20/2022
B
Kansas 2/15/2022
IA
Texas 11/17/2016
B
Louisiana 1/20/2022
B
Texas 1/20/2022
B
Maine 1/20/2022
B
Vermont 6/24/2022
B
Maryland 1/20/2022
B
Virgin Islands 5/25/2023
B
Massachusetts 1/20/2022
B
Virginia 1/20/2022
B
Michigan 2/15/2022
B
Washington 1/20/2022
B
Minnesota 1/20/2022
B
Wisconsin 3/29/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
50 ROUTE 111, SMITHTOWN, NY 11787
Registered with this firm since 11/17/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
50 ROUTE 111, SMITHTOWN, NY 11787
Registered with this firm since 5/31/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/22/2014 - 06/16/2016 MORGAN STANLEY (CRD#:149777) GARDEN CITY, NY
B
 10/22/2014 - 06/16/2016 MORGAN STANLEY (CRD#:149777) GARDEN CITY, NY
IA
 07/23/2009 - 10/27/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
B
 01/30/1996 - 10/27/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.