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KEVIN JAMES RADCLIFFE
CRD#: 2700486
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 5780 FLEET STREET, SUITE 250
CARLSBAD, CA 92008
Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
License(s)

State Registrations

B
Arizona 1/4/2017

B
New Jersey 1/4/2017

B
California 5/7/2009

B
New York 5/7/2009

IA
California 5/8/2009

B
North Carolina 11/28/2016

B
Colorado 1/5/2023

B
Ohio 2/14/2018

B
Connecticut 10/11/2021

B
Oregon 11/5/2018

B
Florida 7/8/2013

B
Pennsylvania 2/23/2017

B
Maine 7/25/2023

B
Texas 12/1/2020

B
Massachusetts 1/4/2017

IA
Texas 12/1/2020

B
Montana 5/30/2018

B
Utah 1/4/2017

B
Nevada 5/7/2009

B
Washington 5/7/2009

B
New Hampshire 3/27/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
5780 FLEET STREET, SUITE 250, CARLSBAD, CA 92008
Registered with this firm since 5/8/2009

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
5780 FLEET STREET, SUITE 250, CARLSBAD, CA 92008
Registered with this firm since 5/7/2009

Previous Registration(s)
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IA
01/01/2008 - 05/07/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) CARLSBAD, CA
B
01/01/2008 - 05/07/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) CARLSBAD, CA
B
02/20/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CARLSBAD, CA
IA
07/08/1997 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CARLSBAD, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.