• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TROY CHATTERTON
CRD#: 2699924
IA
Investment Adviser
B
Broker
USA FINANCIAL SECURITIES CORPORATIONCRD#: 103857 3 BOUND BROOK CT
SUITE 2
SCITUATE, MA 02066
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BFSC SECURITIES CORPORATION (CRD# 7461)2009 - 2015 (6 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)2003 - 2009 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2003 (1 year)BFORTIS INVESTORS, INC. (CRD# 421)1996 - 1996 (<1 year)IAFSC SECURITIES CORPORATION (CRD# 7461)2012 - 2015 (2 years)IAADVANTAGE CAPITAL CORPORATION (CRD# 146)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Massachusetts 4/20/2015

IA
Nevada 4/28/2015

IA
Massachusetts 4/27/2015

IA
Virginia 3/6/2018

B
Nevada 4/20/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
USA FINANCIAL SECURITIES CORPORATION (CRD#:103857)
3 BOUND BROOK CT SUITE 2, SCITUATE, MA 02066
3 Bound Brook Ct Suite 2, Scituate, MA 02066
Registered with this firm since 4/27/2015

B
USA FINANCIAL SECURITIES LLC (CRD#:103857)
3 BOUND BROOK CT SUITE 2, SCITUATE, MA 02066
3 Bound Brook Ct Suite 2, Scituate, MA 02066
Registered with this firm since 4/20/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/11/2012 - 04/23/2015 FSC SECURITIES CORPORATION (CRD#:7461) SCITUATE, MA
B
02/27/2009 - 04/23/2015 FSC SECURITIES CORPORATION (CRD#:7461) SCITUATE, MA
B
03/05/2003 - 02/27/2009 ADVANTAGE CAPITAL CORPORATION (CRD#:146) COHASSET, MA
IA
08/10/2004 - 12/31/2004 ADVANTAGE CAPITAL CORPORATION (CRD#:146) COHASSET, MA
B
04/18/2001 - 02/07/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
01/18/1996 - 08/05/1996 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.