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LIRA WILSON
LIRA RODRIGUEZ, LIRA SANDOZ, LIRA SANDOZ-MCPHERSON
CRD#: 2699779
IA
B
MORGAN STANLEYCRD#: 149777 31099 Chagrin Boulevard
Pepper Pike, OH 44124
Pepper Pike, OH 44124
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 12/11/2012
B
Ohio 6/1/2009
B
Arizona 12/12/2012
IA
Ohio 6/1/2009
B
California 12/5/2012
B
Oklahoma 6/21/2023
B
Colorado 12/5/2012
B
Oregon 6/26/2013
B
Florida 6/1/2009
B
Pennsylvania 12/6/2012
B
Idaho 1/23/2013
B
South Carolina 12/6/2012
B
Illinois 12/5/2012
B
South Dakota 6/21/2023
B
Kentucky 10/17/2024
B
Texas 9/6/2012
B
Maine 10/19/2012
IA
Texas 9/28/2016
B
Maryland 10/18/2012
B
Virgin Islands 12/26/2023
B
Michigan 7/7/2012
B
Virginia 6/21/2013
B
New Hampshire 6/21/2013
B
Washington 4/23/2013
B
New Jersey 12/6/2012
B
West Virginia 3/18/2013
B
New York 7/9/2012
B
Wisconsin 6/21/2013
B
North Carolina 12/6/2012
B
Wyoming 6/21/2023
SRO Registrations
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2008 - 06/01/2009 | BEACHWOOD, OH | |
B | 12/01/2008 - 06/01/2009 | BEACHWOOD, OH | |
IA | 02/07/2007 - 11/18/2008 | CHAGRIN FALLS, OH | |
B | 03/13/1996 - 11/18/2008 | CHAGRIN FALLS, OH |
CHAGRIN FALLS, OH
02/07/2007 - 11/18/2008
CHAGRIN FALLS, OH
03/13/1996 - 11/18/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.