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CHRISTOPHER MICHAEL LEE
CRD#: 2699763
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Investment Adviser
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Previous Broker
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCCRD#: 109203 79 MAIN STREET
SOUTH MERIDEN, CT 06451
Registration History
1996199820002002200420062008201020122014201620182020202220242026IANEW ENGLAND CAPITAL FINANCIAL ... (CRD# 109203)1998 - Present (26 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2013 - 2023 (10 years)BHARVEST CAPITAL LLC (CRD# 35723)2004 - 2012 (8 years)BPAN-AMERICAN FINANCIAL ADVISERS (CRD# 15578)2001 - 2003 (2 years)BAMERICAN CAPITAL CORPORATION (CRD# 16124)1996 - 2001 (5 years)
License(s)

State Registrations

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Connecticut 4/28/1998

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Texas 3/20/2014

Current Registration(s)
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NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC (CRD#:109203)
79 MAIN STREET, SOUTH MERIDEN, CT 06451
Registered with this firm since 4/28/1998

Previous Registration(s)
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01/02/2013 - 10/03/2023 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) SOUTH MERIDEN, CT
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01/02/2004 - 12/31/2012 HARVEST CAPITAL LLC (CRD#:35723) SOUTH MERIDEN, CT
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12/16/2001 - 12/31/2003 PAN-AMERICAN FINANCIAL ADVISERS (CRD#:15578) NEW ORLEANS, LA
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01/17/1996 - 12/16/2001 AMERICAN CAPITAL CORPORATION (CRD#:16124) VALLEY FORGE, PA
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Broker
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Disclosures
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