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DONALD WILLIAM RIVERS
DON RIVERS
CRD#: 2699223
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 9039 ANTARES AVE
STE H2
COLUMBUS, OH 43240
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1996 - 2006 (10 years)IAJPMORGAN SECURITIES INC (CRD# 16999)1998 - 2006 (7 years)
Disclosure(s)
View By:
7/24/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/8/2020

B
Michigan 3/27/2019

B
Arizona 5/2/2014

B
New York 10/5/2020

B
California 5/2/2014

B
North Carolina 5/2/2014

B
Colorado 5/2/2014

B
Ohio 5/2/2014

B
Florida 5/6/2014

IA
Ohio 5/2/2014

B
Georgia 5/2/2014

B
Pennsylvania 9/22/2017

B
Idaho 12/18/2024

B
South Carolina 10/5/2020

B
Illinois 2/13/2025

B
Tennessee 10/5/2020

B
Indiana 6/27/2018

B
Texas 5/2/2014

B
Iowa 1/10/2023

IA
Texas 5/2/2014

B
Kentucky 10/5/2020

B
Virginia 5/2/2014

B
Louisiana 8/19/2019

B
West Virginia 5/2/2014

B
Maryland 5/2/2014

B
Wisconsin 5/2/2014

B
Massachusetts 5/2/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
9039 ANTARES AVE STE H2, COLUMBUS, OH 43240
Registered with this firm since 5/2/2014

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
9039 ANTARES AVE STE H2, COLUMBUS, OH 43240
Registered with this firm since 5/2/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2008 - 05/02/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) COLUMBUS, OH
B
08/29/2008 - 05/02/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) COLUMBUS, OH
IA
09/27/2006 - 09/04/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) COLUMBUS, OH
B
07/01/2006 - 09/04/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) COLUMBUS, OH
IA
12/17/1998 - 09/27/2006 JPMORGAN SECURITIES INC (CRD#:16999) COLUMBUS, OH
B
03/27/1996 - 07/01/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.