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Detailed Report
TERRY F KEELE
TK KEELE
CRD#: 2697855
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1300 SW 5TH FL 18TH FL
PORTLAND, OR 97201
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2010 - Present (14 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)
Disclosure(s)
View By:
3/30/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 8/20/2024
B
Missouri 11/17/2016
B
Arizona 1/1/2008
B
Nebraska 8/21/2018
B
California 1/1/2008
B
Nevada 1/1/2008
B
Colorado 1/25/2017
B
New York 1/1/2008
B
Delaware 9/24/2020
B
Oregon 1/1/2008
B
Florida 1/1/2008
IA
Oregon 3/30/2016
B
Hawaii 1/25/2017
B
Pennsylvania 1/1/2008
B
Idaho 3/28/2016
IA
Texas 11/4/2010
B
Massachusetts 10/22/2024
B
Texas 11/30/2010
B
Michigan 1/23/2025
B
Virginia 12/16/2022
B
Minnesota 1/1/2008
B
Washington 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1300 SW 5TH FL 18TH FL, PORTLAND, OR 97201
Registered with this firm since 11/4/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1300 SW 5TH FL 18TH FL, PORTLAND, OR 97201
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 02/20/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.