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Detailed Report
DAVID DANIEL LACROIX
CRD#: 2697242
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Investment Adviser
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Previous Broker
ENTASIS ASSET MANAGEMENT LLCCRD#: 282711 200 S EXECUTIVE DR.
SUITE 101
BROOKFIELD, WI 53005
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAENTASIS ASSET MANAGEMENT LLC (CRD# 282711)2018 - Present (7 years)BCLEARY GULL INC. (CRD# 45309)2002 - 2016 (14 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2002 (5 years)BM&I BROKERAGE SERVICES, INC. (CRD# 16517)1996 - 1996 (<1 year)IACLEARY GULL ADVISORS INC. (CRD# 125557)2016 - 2018 (1 year)IACLEARY GULL INC. (CRD# 45309)2007 - 2016 (8 years)IACLEARY GULL INC. (CRD# 45309)2002 - 2002 (<1 year)
Disclosure(s)
View By:
4/25/2012
Customer Dispute
Settled
11/18/2010
Customer Dispute
Settled
License(s)

State Registrations

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Illinois 1/17/2018
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Wisconsin 1/17/2018
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Texas 8/16/2019
Current Registration(s)
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ENTASIS ASSET MANAGEMENT LLC (CRD#:282711)
200 S EXECUTIVE DR. SUITE 101, BROOKFIELD, WI 53005
Registered with this firm since 1/17/2018
Previous Registration(s)
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 05/25/2016 - 01/08/2018 CLEARY GULL ADVISORS INC. (CRD#:125557) MILWAUKEE, WI
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 08/14/2007 - 06/02/2016 CLEARY GULL INC. (CRD#:45309) MILWAUKEE, WI
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 05/31/2002 - 06/02/2016 CLEARY GULL INC. (CRD#:45309) MILWAUKEE, WI
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 04/04/1997 - 06/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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 06/07/2002 - 06/07/2002 CLEARY GULL INC. (CRD#:45309) MILWAUKEE, WI
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 02/06/1996 - 09/03/1996 M&I BROKERAGE SERVICES, INC. (CRD#:16517) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.