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Michael Steven Millman
CRD#: 2696729
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Investment Adviser
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Previous Broker
PARALLEL ADVISORS, LLCCRD#: 140800 150 SPEAR STREET
SUITE 1600
SAN FRANCISCO, CA 94105
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2011 (7 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2022 (9 years)IAPARALLEL ADVISORS, LLC (CRD# 140800)2023 - Present (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2003 (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1998 - 2001 (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1997 - 1998 (1 year)BTHE HERITAGE GROUP, INC. (CRD# 24906)1996 - 1997 (<1 year)IAFIFTH THIRD WEALTH ADVISORS LLC (CRD# 313015)2022 - 2023 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2003 (1 year)
Disclosure(s)
View By:
5/25/2012
Employment Separation After Allegations
9/16/2008
Customer Dispute
Settled
License(s)

State Registrations

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California 4/6/2023

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Nevada 4/11/2023

Current Registration(s)
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PARALLEL ADVISORS, LLC (CRD#:140800)
150 SPEAR STREET SUITE 1600, SAN FRANCISCO, CA 94105
1 E. LIBERTY ST SUITE 600, RENO, NV 89501
Registered with this firm since 4/6/2023

Previous Registration(s)
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11/21/2022 - 03/15/2023 FIFTH THIRD WEALTH ADVISORS LLC (CRD#:313015) SAN FRANCISCO, CA
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04/19/2013 - 11/03/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) Stateline, NV
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04/18/2013 - 11/03/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAN FRANCISCO, CA
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01/03/2011 - 06/22/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
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01/03/2011 - 06/22/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
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12/18/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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12/18/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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04/23/2002 - 11/14/2003 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WALNUT CREEK, CA
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11/02/2001 - 11/14/2003 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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09/15/1998 - 09/28/2001 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
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04/28/1997 - 09/10/1998 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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12/11/1996 - 03/05/1997 THE HERITAGE GROUP, INC. (CRD#:24906) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.