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NORMAND POULIN JR
CRD#: 2696609
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 5 FUNDY RD
SUITE 2C
FALMOUTH, ME 04105
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2017 - Present (7 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1998 - Present (26 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1996 - 1998 (1 year)
Disclosure(s)
View By:
10/1/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/19/2025

B
Missouri 5/10/2021

B
Alaska 7/9/2018

B
New Hampshire 6/18/1998

B
Arizona 9/28/2010

B
New Jersey 5/17/2024

B
California 9/27/2000

B
New York 5/13/2021

B
Connecticut 5/20/2008

B
Ohio 1/24/2013

B
Florida 6/22/1998

B
Pennsylvania 11/22/2004

B
Illinois 12/21/2009

B
South Carolina 7/6/2010

B
Indiana 6/11/2009

B
Tennessee 8/26/2024

B
Maine 6/18/1998

B
Texas 3/29/2010

IA
Maine 3/7/2017

B
Vermont 7/29/2009

B
Massachusetts 6/22/1998

B
Virginia 4/19/2010

B
Michigan 3/29/2010

B
West Virginia 3/29/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
5 FUNDY RD SUITE 2C, FALMOUTH, ME 04105
261 BATH ROAD SUITE B, BRUNSWICK, ME 04011
Registered with this firm since 3/7/2017

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
5 FUNDY RD SUITE 2C, FALMOUTH, ME 04105
261 BATH ROAD SUITE B, BRUNSWICK, ME 04011
Registered with this firm since 6/18/1998

Previous Registration(s)
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B
07/19/1996 - 06/19/1998 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.