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Daniel Floyd Pugh
DANNY PUGH, DANNY FLOYD PUHN
CRD#: 2696148
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 517 Church Street
Franklin, TN 37064
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)1998 - 2007 (9 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1999 - 2000 (<1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1996 - 1998 (2 years)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2003 - 2007 (3 years)IAAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2003 - 2003 (<1 year)
Disclosure(s)
View By:
11/6/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/13/2013

B
Montana 11/16/2020

B
Arizona 2/20/2020

B
Nevada 1/19/2021

B
Arkansas 3/4/2021

B
New Mexico 11/12/2019

B
California 7/8/2020

B
New York 2/13/2013

B
Colorado 3/2/2021

B
North Carolina 2/2/2022

B
Delaware 10/20/2015

B
Ohio 2/25/2015

B
Florida 2/13/2013

B
Oklahoma 11/4/2022

B
Georgia 2/13/2013

B
Pennsylvania 1/26/2021

B
Indiana 11/8/2016

B
South Carolina 2/13/2013

B
Kansas 6/1/2023

B
Tennessee 2/13/2013

B
Kentucky 1/26/2021

IA
Tennessee 2/13/2013

B
Louisiana 10/5/2022

B
Texas 10/8/2014

B
Maryland 1/10/2023

IA
Texas 12/5/2014

B
Michigan 2/2/2015

B
Vermont 5/10/2021

B
Mississippi 1/26/2021

B
Virginia 2/13/2013

B
Missouri 1/26/2021

B
West Virginia 10/17/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
517 Church Street, Franklin, TN 37064
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
517 Church Street, Franklin, TN 37064
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BRENTWOOD, TN
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BRENTWOOD, TN
IA
07/10/2003 - 02/13/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) BIRMINGHAM, AL
B
02/11/1998 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BRENTWOOD, TN
IA
02/18/2003 - 09/29/2003 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BRENTWOOD, TN
B
11/23/1999 - 02/11/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
02/07/1996 - 02/06/1998 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.