Individual Firm
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JUDY L EIG
JUDY GOLDSTEIN EIG, JUDITH LYNN GOLDSTEIN, JUDY L GOLDSTEIN
CRD#: 2695814
IA
B
MORGAN STANLEYCRD#: 149777 Mack Center Iv, South 61, Paramus Road
Paramus, NJ 07652
Paramus, NJ 07652
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10/9/2000
Customer Dispute
Settled
4/15/1998
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 5/19/2015
B
Massachusetts 4/2/2015
B
California 4/2/2015
B
Michigan 5/20/2015
B
Colorado 4/2/2015
B
New Jersey 4/2/2015
B
Connecticut 4/2/2015
IA
New Jersey 4/2/2015
B
Delaware 4/2/2015
B
New York 4/2/2015
B
District of Columbia 4/2/2015
B
North Carolina 4/2/2015
B
Florida 4/2/2015
B
Pennsylvania 4/2/2015
B
Georgia 4/2/2015
B
South Carolina 10/23/2024
B
Illinois 4/8/2015
B
Virginia 4/2/2015
B
Maryland 4/2/2015
B
Washington 4/2/2015
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/2/2015
B
Registered with this firm since 4/2/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2006 - 04/13/2015 | PARAMUS, NJ | |
B | 07/13/2006 - 04/13/2015 | PARAMUS, NJ | |
IA | 05/08/2002 - 07/21/2006 | PARAMUS, NJ | |
B | 02/01/1996 - 07/21/2006 | PARAMUS, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.