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Detailed Report
TIMOTHY MICHAEL KEEGAN
TIM KEEGAN, TIMOTHY M KEEGAN
CRD#: 2692783
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 330 Fellowship Road
Mount Laurel, NJ 08054
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2008 (12 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2008 (8 years)
Disclosure(s)
View By:
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/10/2008
Customer Dispute
Denied
6/1/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 6/11/2019
B
New Hampshire 11/30/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
IA
New Jersey 6/1/2009
B
Connecticut 7/28/2021
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 12/16/2022
B
Ohio 7/11/2016
B
Florida 8/24/2009
B
Pennsylvania 6/1/2009
IA
Florida 9/17/2020
B
South Carolina 6/1/2009
B
Georgia 6/1/2009
B
Tennessee 2/27/2024
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 1/15/2021
IA
Texas 6/1/2009
B
Maryland 6/1/2009
B
Vermont 2/23/2024
B
Massachusetts 1/11/2024
B
Virginia 6/1/2009
B
Michigan 1/11/2024
B
Washington 5/12/2015
B
Minnesota 4/9/2021
B
West Virginia 9/19/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
330 Fellowship Road, Mount Laurel, NJ 08054
Sarasota, FL
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
330 Fellowship Road, Mount Laurel, NJ 08054
Sarasota, FL
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 05/23/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MT. LAUREL, NJ
B
 05/23/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MT. LAUREL, NJ
IA
 01/14/2000 - 05/30/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MARLTON, NJ
B
 02/06/1996 - 05/30/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MARLTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.