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CHARLES M TESSLER
CRD#: 2692561
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 679 HEACOCK RD
YARDLEY, PA 19067
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - Present (18 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2002 - 2004 (1 year)BPNC BROKERAGE CORP (CRD# 34671)1998 - 2002 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1998 (2 years)IAHILLIARD LYONS ASSET MANAGEMENT (CRD# 453)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 10/18/2016

IA
New Jersey 2/1/2019

B
California 7/1/2019

B
New Mexico 8/28/2013

B
Colorado 3/29/2019

B
New York 9/23/2022

B
Delaware 2/22/2024

B
North Carolina 7/18/2016

B
Florida 5/12/2006

B
Pennsylvania 5/12/2006

B
Indiana 6/8/2022

IA
Pennsylvania 5/12/2006

B
Massachusetts 10/29/2019

B
South Carolina 7/18/2006

B
Minnesota 2/4/2021

B
Texas 9/21/2023

B
Missouri 6/20/2023

IA
Texas 9/22/2023

B
New Jersey 5/12/2006

B
Virginia 3/3/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
679 HEACOCK RD, YARDLEY, PA 19067
Registered with this firm since 5/12/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
679 HEACOCK RD, YARDLEY, PA 19067
Registered with this firm since 5/12/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2004 - 05/30/2006 PNC INVESTMENTS (CRD#:129052) WILLOW GROVE, PA
B
01/01/2004 - 05/30/2006 PNC INVESTMENTS (CRD#:129052) WILLOW GROVE, PA
IA
05/22/2003 - 01/01/2004 HILLIARD LYONS ASSET MANAGEMENT (CRD#:453) WILLOW GROVE, PA
B
06/01/2002 - 01/01/2004 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
11/24/1998 - 06/01/2002 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
01/29/1996 - 12/02/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.