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THOMAS EUGENE NOVOSAD
CRD#: 2692532
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 11 GREENWAY PLZ
STE 3000
HOUSTON, TX 77046-1104
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - Present (29 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1996 - 2006 (10 years)
License(s)

State Registrations

B
Alabama 6/26/2006

B
Missouri 7/31/2019

B
California 5/21/2010

B
Montana 10/18/2021

B
Colorado 7/29/2010

B
New Hampshire 11/23/2011

B
Florida 5/21/2010

B
New Mexico 6/28/2024

B
Georgia 12/1/2023

B
North Carolina 5/24/2010

B
Kansas 2/9/2015

B
Oklahoma 10/31/2014

B
Kentucky 11/5/2013

B
Pennsylvania 10/9/2015

B
Louisiana 5/21/2010

B
Texas 2/6/1996

B
Maine 4/18/2012

IA
Texas 2/6/1996

B
Massachusetts 1/17/2006

B
Virginia 3/21/2011

B
Mississippi 9/18/2024

B
Wisconsin 1/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11 GREENWAY PLZ STE 3000, HOUSTON, TX 77046-1104
Houston, TX
Registered with this firm since 2/6/1996

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11 GREENWAY PLZ STE 3000, HOUSTON, TX 77046-1104
Houston, TX
Registered with this firm since 1/26/1996

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/26/1996 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.