Individual Firm
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LEMUEL BENTON MONTGOMERY
CRD#: 2692118
IA
B
LPL FINANCIAL LLCCRD#: 6413 12303 HIGHWAY 707 STE B
MURRELLS INLET, SC 29576
MURRELLS INLET, SC 29576
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Arizona 1/8/2019
B
New Mexico 8/7/2020
B
Arkansas 1/8/2019
B
New York 1/8/2019
B
California 1/8/2019
B
North Carolina 12/14/2018
B
Colorado 2/14/2019
B
Ohio 6/6/2019
B
Connecticut 1/8/2019
B
Pennsylvania 1/8/2019
B
Florida 1/8/2019
B
South Carolina 12/14/2018
B
Georgia 1/8/2019
IA
South Carolina 12/14/2018
B
Kentucky 1/8/2019
B
Tennessee 7/28/2021
B
Maryland 1/8/2019
B
Texas 12/14/2018
B
Michigan 2/9/2021
IA
Texas 12/14/2018
B
Montana 11/20/2020
B
Virginia 12/14/2018
B
New Hampshire 1/9/2019
B
Washington 6/6/2019
B
New Jersey 1/8/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/14/2018
B
Registered with this firm since 12/14/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/13/2006 - 12/26/2018 | PAWLEY'S ISLAND, SC | |
B | 12/13/2006 - 12/26/2018 | PAWLEY'S ISLAND, SC | |
IA | 02/22/2001 - 12/18/2006 | PAWLEYS ISLAND, SC | |
B | 07/27/1999 - 12/18/2006 | PAWLEYS ISLAND, SC | |
B | 03/12/1998 - 08/23/1999 | CHARLOTTE, NC | |
B | 03/26/1996 - 04/09/1998 | MINEOLA, NY |
PAWLEY'S ISLAND, SC
12/13/2006 - 12/26/2018
PAWLEY'S ISLAND, SC
12/13/2006 - 12/26/2018
MINEOLA, NY
03/26/1996 - 04/09/1998
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.