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WILLIAM DAVID PIKE
BILL PIKE, WILLIAM PIKE
CRD#: 2691598
IA
B
MAINE INVESTMENT AND PLANNING SERVICES, LLCCRD#: 318440 4 FUNDY ROAD
SUITE 202/204
FALMOUTH, ME 04105
SUITE 202/204
FALMOUTH, ME 04105
0
Disclosures
23
Years of Experience
View By:
State Registrations
IA
Maine 5/16/2023
IA
Registered with this firm since 5/16/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2022 - 03/20/2024 | Falmouth, ME | |
IA | 12/04/2018 - 12/31/2021 | Falmouth, ME | |
IA | 05/31/2018 - 12/12/2018 | Falmouth, ME | |
B | 01/09/2015 - 12/12/2018 | Falmouth, ME | |
B | 05/04/2009 - 01/28/2013 | FALMOUTH, ME | |
B | 02/16/2006 - 07/10/2007 | KENNEBUNK, ME | |
B | 06/28/2001 - 09/27/2004 | LINCOLN, NE | |
B | 09/25/2000 - 07/17/2001 | NEW YORK, NY | |
B | 03/16/2000 - 09/25/2000 | BOSTON, MA | |
B | 03/19/1996 - 04/12/2000 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.