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KEVIN DOYLE OLIVER
Kevin Oliver
CRD#: 2691561
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SAN ANTONIO, TX
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 SAN ANTONIO, TX
Registration History
199019952000200520102015202020252 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BU.S. GLOBAL BROKERAGE, INC. (CRD# 44721)2013 - 2013 (<1 year)BAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)1998 - 2010 (11 years)
Disclosure(s)
View By:
1/5/1988
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 9/15/2022

B
Nebraska 9/15/2022

B
Alaska 9/26/2022

B
Nevada 9/28/2022

B
Arizona 9/27/2022

B
New Hampshire 9/15/2022

B
Arkansas 9/15/2022

B
New Jersey 9/16/2022

B
California 9/16/2022

B
New Mexico 9/16/2022

B
Colorado 9/15/2022

B
New York 9/16/2022

B
Connecticut 9/16/2022

B
North Carolina 9/16/2022

B
Delaware 10/12/2022

B
North Dakota 9/19/2022

B
District of Columbia 9/19/2022

B
Ohio 9/16/2022

B
Florida 9/16/2022

B
Oklahoma 9/19/2022

B
Georgia 9/19/2022

B
Oregon 9/15/2022

B
Hawaii 9/19/2022

B
Pennsylvania 9/16/2022

B
Idaho 9/16/2022

B
Puerto Rico 9/26/2022

B
Illinois 9/28/2022

B
Rhode Island 9/21/2022

B
Indiana 9/16/2022

B
South Carolina 9/21/2022

B
Iowa 9/20/2022

B
South Dakota 9/19/2022

B
Kansas 9/16/2022

B
Tennessee 9/16/2022

B
Kentucky 9/20/2022

B
Texas 9/15/2022

B
Louisiana 9/20/2022

IA
Texas 10/4/2022

B
Maine 9/16/2022

B
Utah 9/16/2022

B
Maryland 9/20/2022

B
Vermont 9/15/2022

B
Massachusetts 9/16/2022

B
Virgin Islands 9/19/2022

B
Michigan 9/19/2022

B
Virginia 9/22/2022

B
Minnesota 9/16/2022

B
Washington 9/15/2022

B
Mississippi 9/16/2022

B
West Virginia 9/19/2022

B
Missouri 9/19/2022

B
Wisconsin 9/20/2022

B
Montana 9/15/2022

B
Wyoming 9/16/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SAN ANTONIO, TX
Registered with this firm since 10/4/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
SAN ANTONIO, TX
Registered with this firm since 9/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/05/2019 - 06/03/2022 VICTORY CAPITAL MANAGEMENT INC. (CRD#:106189) San Antonio, TX
B
07/05/2019 - 06/03/2022 VICTORY CAPITAL SERVICES, INC. (CRD#:37059) San Antonio, TX
IA
09/01/2016 - 07/03/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
B
09/01/2016 - 07/03/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
IA
12/03/2014 - 03/17/2016 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
09/15/2014 - 03/17/2016 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
01/01/2013 - 09/06/2013 U.S. GLOBAL BROKERAGE, INC. (CRD#:44721) SAN ANTONIO, TX
B
05/21/1998 - 03/09/2010 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.