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Shant Tashjian
CRD#: 2690812
IA
B
EAGLE STRATEGIES LLCCRD#: 110826 44 SOUTH BROADWAY
WHITE PLAINS, NY 10601
WHITE PLAINS, NY 10601
NYLIFE SECURITIES LLCCRD#: 5167 44 SOUTH BROADWAY
WHITE PLAINS, NY 10601
WHITE PLAINS, NY 10601
0
Disclosures
28
Years of Experience
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State Registrations
B
New Jersey 5/6/2020
B
New York 5/6/2020
IA
New Jersey 1/19/2021
IA
New York 8/3/2021
SRO Registrations
B
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IA
Registered with this firm since 1/19/2021
B
Registered with this firm since 5/6/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/19/2018 - 02/03/2020 | Parsippany, NJ | |
IA | 01/03/2019 - 01/21/2020 | PARSIPPANY, NJ | |
IA | 09/28/2005 - 12/27/2018 | PARSIPPANY, NJ | |
IA | 09/28/2005 - 09/20/2018 | PARSIPPANY, NJ | |
B | 09/28/2005 - 09/19/2018 | PARSIPPANY, NJ | |
B | 05/09/2005 - 09/20/2005 | WEST PALM BEACH, FL | |
IA | 08/20/2004 - 05/19/2005 | ELMWOOD PARK, NJ | |
B | 03/08/2004 - 05/19/2005 | SPRINGFIELD, MA | |
B | 03/08/2004 - 05/19/2005 | NEW YORK, NY | |
B | 02/04/2003 - 01/29/2004 | FORT MILL, SC | |
B | 11/29/2000 - 02/18/2003 | SCOTTSDALE, AZ | |
B | 08/06/1998 - 01/18/2001 | FORT WAYNE, IN | |
B | 08/06/1998 - 01/18/2001 | FORT WAYNE, IN | |
B | 03/25/1996 - 08/11/1998 | SPRINGFIELD, MA | |
B | 03/25/1996 - 08/11/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.