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Detailed Report
RICHARD V. DIMAIO II
RICH DIMAIO, RICHARD VINCENT DIMAIO II, RICHARD VINCENT DIMAIO, RICHARD V. DIMAIO II II, RICHARD VINCENT DIMAIO II
CRD#: 2690704
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7500 Old Georgetown Road 10Th Floor
Bethesda, MD 20814
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2006 (8 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)2002 - 2006 (3 years)
License(s)

State Registrations

B
Arizona 6/8/2023
B
New York 6/1/2009
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 7/18/2013
B
Ohio 3/11/2019
B
Connecticut 6/1/2009
B
Oklahoma 7/22/2020
B
Delaware 6/1/2009
B
Oregon 2/10/2020
B
District of Columbia 6/1/2009
B
Pennsylvania 6/1/2009
B
Florida 6/1/2009
B
Rhode Island 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 1/15/2014
B
Illinois 6/1/2009
B
South Dakota 3/9/2023
B
Kentucky 2/25/2015
B
Tennessee 6/1/2009
B
Maryland 6/1/2009
B
Texas 1/15/2014
IA
Maryland 6/1/2009
IA
Texas 4/8/2020
B
Massachusetts 1/17/2013
B
Utah 1/11/2021
B
Michigan 1/27/2011
B
Virgin Islands 6/1/2009
B
Minnesota 2/4/2020
B
Virginia 6/1/2009
B
New Jersey 6/1/2009
B
Wisconsin 2/24/2021
B
New Mexico 1/15/2014
B
Wyoming 2/21/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
IA
 07/01/2002 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) BETHESDA, MD
B
 02/13/1998 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.