Individual Firm
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JOSEPH FRANK PERSICHETTI
Joseph F Persichetti
CRD#: 2689887
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 7414 13TH AVE
MS: NY397
BROOKLYN, NY 11228
MS: NY397
BROOKLYN, NY 11228
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Connecticut 8/17/2022
B
New York 8/17/2022
IA
Connecticut 8/18/2022
IA
New York 8/17/2022
B
Delaware 8/17/2022
B
North Carolina 8/17/2022
IA
Delaware 8/22/2022
IA
North Carolina 8/18/2022
B
Florida 8/17/2022
B
Ohio 8/17/2022
IA
Florida 8/18/2022
IA
Ohio 8/18/2022
B
Massachusetts 8/17/2022
B
Pennsylvania 8/17/2022
B
Michigan 10/11/2024
IA
Pennsylvania 8/18/2022
IA
Michigan 10/15/2024
B
Virginia 9/26/2023
B
New Jersey 8/17/2022
IA
Virginia 9/27/2023
IA
New Jersey 8/17/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/17/2022
B
Registered with this firm since 8/17/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/15/2020 - 08/17/2022 | BROOKLYN, NY | |
B | 07/13/2020 - 08/17/2022 | BROOKLYN, NY | |
IA | 02/01/2013 - 07/10/2020 | BROOKLYN, NY | |
B | 02/01/2013 - 07/10/2020 | BROOKLYN, NY | |
IA | 12/02/2011 - 01/28/2013 | MELVILLE, NY | |
B | 12/02/2011 - 01/28/2013 | BROOKLYN, NY | |
IA | 01/02/2007 - 11/29/2011 | BROOKLYN, NY | |
B | 02/15/2005 - 11/29/2011 | BROOKLYN, NY | |
B | 12/19/1995 - 02/11/2005 | SPRINGFIELD, MA | |
B | 12/19/1995 - 02/11/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.