Individual Firm
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GAMALIEL MICHAUD
CRD#: 2689719
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 307 FELLOWSHIP ROAD
SUITE 205
MOUNT LAUREL, NJ 08054
SUITE 205
MOUNT LAUREL, NJ 08054
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2/17/2009
Customer Dispute
Settled
12/30/2008
Employment Separation After Allegations
4/16/2008
Customer Dispute
Settled
State Registrations
B
Arizona 11/1/2016
B
Minnesota 7/14/2015
IA
Arizona 11/1/2016
IA
Minnesota 7/14/2015
B
California 8/31/2010
B
Nevada 5/12/2023
IA
California 8/31/2010
IA
Nevada 5/12/2023
B
Connecticut 7/23/2013
B
New Jersey 8/20/2012
IA
Connecticut 7/30/2013
IA
New Jersey 8/20/2012
B
Delaware 5/8/2013
B
New York 8/27/2010
IA
Delaware 5/8/2013
IA
New York 8/16/2021
B
Florida 7/15/2010
IA
North Carolina 3/2/2017
IA
Florida 7/22/2010
B
North Carolina 3/3/2017
B
Illinois 10/27/2017
B
Pennsylvania 5/16/2013
IA
Illinois 10/27/2017
IA
Pennsylvania 5/16/2013
B
Louisiana 9/21/2017
B
South Carolina 11/29/2021
IA
Louisiana 9/21/2017
IA
South Carolina 11/29/2021
B
Maryland 5/17/2022
B
Texas 6/27/2013
IA
Maryland 5/17/2022
IA
Texas 8/10/2020
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 7/22/2010
B
Registered with this firm since 7/13/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2009 - 07/12/2010 | MIAMI, FL | |
B | 03/10/2009 - 07/12/2010 | MIAMI, FL | |
IA | 04/13/2005 - 01/21/2009 | NEW YORK, NY | |
B | 04/13/2005 - 01/21/2009 | NEW YORK, NY | |
IA | 10/20/2004 - 04/12/2005 | NEW YORK, NY | |
B | 10/20/2004 - 04/12/2005 | BOSTON, MA | |
IA | 08/29/2002 - 10/20/2004 | NEW YORK, NY | |
B | 04/25/2002 - 10/20/2004 | NEW YORK, NY | |
B | 03/10/1999 - 04/26/2002 | SHERMAN OAKS, CA | |
B | 09/08/1998 - 03/24/1999 | DETROIT, MI | |
B | 09/05/1997 - 07/31/1998 | SHERMAN OAKS, CA | |
B | 07/11/1997 - 09/08/1997 | FORT MILL, SC | |
B | 04/21/1997 - 05/29/1997 | ||
B | 04/01/1996 - 05/29/1997 | NEW YORK, NY | |
B | 01/01/1996 - 03/07/1996 | GARDEN CITY, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.