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LILY LI
LI KUO, LILY LI KUO, LI REBECCA LI, LI LILY
CRD#: 2689229
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 726 E VALLEY BLVD
ALHAMBRA, CA 91801
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - Present (14 years)BFMN CAPITAL CORPORATION (CRD# 38105)2003 - 2004 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2002 (3 years)BACE DIVERSIFIED CAPITAL, INC. (CRD# 41768)1998 - 1999 (1 year)BCAPITAL WORLD SECURITIES CORP (CRD# 32384)1996 - 1998 (2 years)
License(s)

State Registrations

B
California 1/3/2011

B
Oklahoma 3/8/2016

IA
California 1/3/2011

B
Texas 1/18/2017

B
Nevada 2/11/2025

IA
Texas 1/18/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
726 E VALLEY BLVD, ALHAMBRA, CA 91801
3289 GRAND AVE, CHINO HILLS, CA 91709
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
726 E VALLEY BLVD, ALHAMBRA, CA 91801
3289 GRAND AVE, CHINO HILLS, CA 91709
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
03/23/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
03/22/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
IA
05/29/2007 - 04/15/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ARCADIA, CA
B
05/29/2007 - 04/15/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ARCADIA, CA
IA
10/27/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ARCADIA, CA
B
10/27/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ARCADIA, CA
B
01/15/2003 - 10/15/2004 FMN CAPITAL CORPORATION (CRD#:38105) MISSION VIEJO, CA
B
09/27/1999 - 11/26/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
05/04/1998 - 10/18/1999 ACE DIVERSIFIED CAPITAL, INC. (CRD#:41768) SAN GABRIEL,, CA
B
01/04/1996 - 05/12/1998 CAPITAL WORLD SECURITIES CORP (CRD#:32384)
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B
Broker
IA
Investment Adviser
Disclosures
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