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Detailed Report
REIKO EVANGELISTA
REIKO MIZUMURA
CRD#: 2688734
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1435 BURLINGAME AVE
BURLINGAME, CA 94010
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - Present (14 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2002 - 2004 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2002 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 1999 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (2 years)BBARABAN SECURITIES, INC. (CRD# 7659)1996 - 1996 (<1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 1/4/2016
B
Minnesota 10/20/2016
B
California 1/3/2011
B
Nevada 11/2/2021
IA
California 1/3/2011
B
New York 3/7/2022
B
Colorado 10/20/2016
B
Ohio 1/10/2025
B
Connecticut 12/9/2021
B
Oregon 11/1/2018
B
Florida 9/20/2017
B
Pennsylvania 5/22/2015
B
Hawaii 1/3/2011
B
Texas 1/3/2011
B
Idaho 6/12/2018
IA
Texas 10/3/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1435 BURLINGAME AVE, BURLINGAME, CA 94010
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1435 BURLINGAME AVE, BURLINGAME, CA 94010
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/02/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BURLINGAME, CA
B
 02/26/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BURLINGAME, CA
IA
 10/23/2009 - 03/01/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BURLINGAME, CA
B
 10/23/2009 - 03/01/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BURLINGAME, CA
IA
 05/21/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BURLINGAME, CA
B
 05/21/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BURLINGAME, CA
IA
 02/25/2004 - 05/25/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN MATEO, CA
B
 05/08/2002 - 05/25/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 06/22/2000 - 05/21/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 07/12/1999 - 12/31/1999 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 02/26/1997 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 01/25/1996 - 07/23/1996 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.