• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
FRANK WILSON FRIEDMAN
FRANK W FRIEDMAN
CRD#: 2687290
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 54 South Main Street
Lexington, VA 24450
STONEX SECURITIES INC.CRD#: 18456 54 SOUTH MAIN STREET
LEXINGTON, VA 24450
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2005 (4 years)2 FIRMS2005 - 2011 (6 years)IASTONEX ADVISORS INC. (CRD# 174182)2016 - Present (8 years)BSTONEX SECURITIES INC. (CRD# 18456)2011 - Present (13 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2011 - 2011 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1995 - 2000 (4 years)IASTERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888)2011 - 2016 (4 years)IATRANSCOMMUNITY INVESTMENT ADVI... (CRD# 129303)2005 - 2005 (<1 year)
License(s)

State Registrations

B
California 10/7/2014

B
Pennsylvania 5/1/2012

B
Florida 12/14/2011

B
South Carolina 2/7/2023

B
Maryland 2/6/2012

B
Virginia 12/14/2011

B
Minnesota 2/6/2012

IA
Virginia 7/5/2016

B
North Carolina 12/14/2011

B
West Virginia 12/14/2011

B
Ohio 2/20/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
54 South Main Street, Lexington, VA 24450
Registered with this firm since 7/5/2016

B
STONEX SECURITIES INC. (CRD#:18456)
54 SOUTH MAIN STREET, LEXINGTON, VA 24450
Registered with this firm since 12/14/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/09/2011 - 07/05/2016 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) LEXINGTON, VA
B
12/09/2011 - 12/14/2011 STERNE, AGEE & LEACH, INC. (CRD#:791) BIRMINGHAM, AL
IA
09/26/2005 - 12/09/2011 ANDERSON & STRUDWICK, INCORPORATED (CRD#:48) LEXINGTON, VA
B
01/03/2005 - 12/09/2011 ANDERSON & STRUDWICK, INCORPORATED (CRD#:48) LEXINGTON, VA
IA
02/04/2005 - 09/23/2005 TRANSCOMMUNITY INVESTMENT ADVISORS, INC. (CRD#:129303) LEXINGTON, VA
IA
10/01/2000 - 01/03/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) LEXINGTON, VA
B
10/01/2000 - 01/03/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
12/18/1995 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.