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AARON VAN SON HUNG SPEAR
AARON V SPEAR, AARON VANSONHUNG SPEAR, AARON SPEAR
CRD#: 2687224
IA
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NEWEDGE ADVISORSCRD#: 171351 Houston, TX
LPL FINANCIAL LLCCRD#: 6413 HOUSTON, TX
0
Disclosures
12
Years of Experience
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State Registrations
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Alabama 12/20/2022
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Montana 12/20/2022
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Alaska 12/20/2022
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Nebraska 12/20/2022
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Arizona 12/20/2022
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Nevada 12/20/2022
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Arkansas 12/20/2022
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New Hampshire 12/20/2022
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California 12/20/2022
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New Jersey 12/20/2022
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Colorado 12/20/2022
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New Mexico 12/20/2022
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Connecticut 12/20/2022
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New York 12/20/2022
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Delaware 12/20/2022
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North Carolina 12/20/2022
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District of Columbia 12/20/2022
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North Dakota 12/20/2022
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Florida 12/20/2022
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Ohio 12/20/2022
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Georgia 12/20/2022
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Oklahoma 12/20/2022
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Hawaii 12/20/2022
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Oregon 12/20/2022
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Idaho 12/20/2022
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Pennsylvania 12/20/2022
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Illinois 12/20/2022
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Puerto Rico 12/20/2022
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Indiana 12/20/2022
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Rhode Island 12/20/2022
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Iowa 12/20/2022
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South Carolina 12/20/2022
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Kansas 1/18/2023
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South Dakota 12/20/2022
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Kentucky 12/20/2022
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Tennessee 12/20/2022
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Louisiana 12/20/2022
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Texas 12/2/2022
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Louisiana 11/19/2024
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Texas 12/2/2022
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Maine 12/20/2022
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Utah 12/20/2022
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Maryland 12/20/2022
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Vermont 12/20/2022
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Massachusetts 12/20/2022
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Virginia 12/20/2022
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Michigan 12/20/2022
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Washington 12/20/2022
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Minnesota 12/20/2022
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West Virginia 12/20/2022
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Mississippi 12/20/2022
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Wisconsin 12/20/2022
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Missouri 12/20/2022
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Wyoming 12/20/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2019 - 10/07/2022 | HOUSTON, TX | |
B | 11/18/2019 - 10/07/2022 | HOUSTON, TX | |
IA | 08/19/2015 - 03/20/2019 | HOUSTON, TX | |
B | 08/19/2015 - 03/20/2019 | HOUSTON, TX | |
IA | 06/08/2015 - 06/30/2015 | HOUSTON, TX | |
B | 06/03/2015 - 06/30/2015 | HOUSTON, TX | |
IA | 10/14/2013 - 02/09/2015 | HOUSTON, TX | |
B | 06/11/2013 - 02/09/2015 | HOUSTON, TX | |
B | 11/23/2010 - 04/11/2013 | HOUSTON, TX |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.