Individual Firm
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GLEN ANTHONY DUGGAN
CRD#: 2687072
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 3560 Lenox Road NE
SUITE 1100
ATLANTA, GA 30326
SUITE 1100
ATLANTA, GA 30326
View By:
4/27/2010
Customer Dispute
Denied
1/30/2009
Customer Dispute
Denied
3/6/2002
Customer Dispute
Denied
State Registrations
B
Alabama 3/6/2025
B
Massachusetts 3/6/2025
B
Arizona 3/6/2025
B
Nevada 3/6/2025
B
California 3/6/2025
B
New Jersey 3/6/2025
B
Colorado 3/6/2025
B
New York 3/6/2025
B
Delaware 3/6/2025
B
Ohio 3/6/2025
B
District of Columbia 3/6/2025
B
Oregon 3/6/2025
B
Florida 3/7/2025
B
Pennsylvania 3/6/2025
B
Georgia 3/6/2025
B
South Dakota 3/6/2025
IA
Georgia 3/7/2025
B
Tennessee 3/6/2025
B
Illinois 3/6/2025
B
Texas 3/6/2025
B
Kansas 3/6/2025
IA
Texas 3/6/2025
B
Kentucky 3/6/2025
B
Virginia 3/6/2025
B
Louisiana 3/6/2025
B
West Virginia 3/6/2025
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/6/2025
B
Registered with this firm since 3/6/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2021 - 03/06/2025 | Atlanta, GA | |
B | 02/17/2021 - 03/06/2025 | ATLANTA, GA | |
IA | 01/11/2017 - 02/17/2021 | RICHMOND, VA | |
B | 01/06/2017 - 02/17/2021 | RICHMOND, VA | |
IA | 04/07/2004 - 01/09/2017 | ALPHARETTA, GA | |
B | 10/23/1997 - 01/09/2017 | ALPHARETTA, GA | |
B | 06/19/1996 - 10/17/1997 | DENVER, CO | |
B | 12/18/1995 - 03/22/1996 | BOCA RATON, FL |
ALPHARETTA, GA
04/07/2004 - 01/09/2017
ALPHARETTA, GA
10/23/1997 - 01/09/2017
BOCA RATON, FL
12/18/1995 - 03/22/1996
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.