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ERIK ALEXIS CARRINGTON
ERIK ALEXIS SANCHEZ
CRD#: 2686860
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3200 KIRBY DRIVE
STE 1100
HOUSTON, TX 77098
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3200 KIRBY DRIVE
SUITE 1100
HOUSTON, TX 77098
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2002 (6 years)2 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2008 - 2011 (3 years)2 FIRMS2012 - 2022 (10 years)2 FIRMS2022 - Present (2 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1995 - 1996 (<1 year)
License(s)

State Registrations

B
Texas 8/10/2022

IA
Texas 8/10/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3200 KIRBY DRIVE STE 1100, HOUSTON, TX 77098
Registered with this firm since 8/10/2022

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
3200 KIRBY DRIVE SUITE 1100, HOUSTON, TX 77098
Registered with this firm since 8/10/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/07/2012 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) HOUSTON, TX
B
06/07/2012 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) HOUSTON, TX
IA
04/04/2008 - 12/09/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUSTON, TX
B
04/04/2008 - 12/09/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
IA
10/19/2005 - 08/31/2007 BOSC INC. (CRD#:17530) HOUSTON, TX
B
10/19/2005 - 08/31/2007 BOSC, INC. (CRD#:17530) HOUSTON, TX
IA
05/27/2004 - 10/06/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SUGAR LAND, TX
B
05/27/2004 - 10/06/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
10/18/2002 - 05/26/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
10/18/2002 - 05/26/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
06/20/1996 - 10/24/2002 MORGAN STANLEY (CRD#:7556) HOUSTON, TX
B
06/19/1996 - 10/24/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
12/05/1995 - 04/15/1996 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.