Individual Firm
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JASON CHRISTOPHER LARKINS
JASON C LARKINS
CRD#: 2686528
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 205-32 LINDEN BLVD
ST ALBANS, NY 11412
ST ALBANS, NY 11412
View By:
7/5/2001
Customer Dispute
Denied
State Registrations
B
Arizona 5/18/2016
B
New Jersey 11/3/2014
B
California 8/26/2015
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New Jersey 12/10/2014
B
Colorado 6/22/2017
B
New York 11/3/2014
B
Connecticut 11/3/2014
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New York 5/3/2021
B
Delaware 2/3/2015
B
North Carolina 5/21/2016
B
Florida 2/3/2015
B
Ohio 3/15/2021
B
Georgia 2/3/2015
B
Pennsylvania 2/3/2015
B
Illinois 2/3/2015
B
South Carolina 2/3/2015
B
Kansas 6/2/2021
B
Texas 7/14/2016
B
Kentucky 2/3/2015
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Texas 7/21/2016
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Maine 5/3/2017
B
Vermont 6/22/2017
B
Maryland 2/3/2015
B
Virginia 5/18/2016
B
Massachusetts 2/3/2015
B
Washington 2/3/2015
B
Minnesota 2/3/2015
B
Wisconsin 2/3/2015
B
Nevada 2/3/2015
B
Wyoming 6/22/2017
B
New Hampshire 6/22/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 12/10/2014
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Registered with this firm since 11/3/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/24/2012 - 06/18/2013 | FLUSHING, NY | |
IA | 07/14/2011 - 07/30/2012 | PENNINGTON, NJ | |
B | 05/18/2011 - 07/30/2012 | PENNINGTON, NJ | |
B | 10/08/2009 - 04/28/2011 | BROOKLYN, NY | |
B | 05/22/2007 - 05/13/2009 | WEEHAWKEN, NJ | |
B | 12/12/2006 - 01/10/2007 | NEW YORK, NY | |
B | 10/06/2005 - 12/20/2006 | NEW YORK, NY | |
B | 09/27/2004 - 10/05/2005 | HAUPPAUGE, NY | |
B | 08/16/2002 - 05/12/2003 | MALDEN, MA | |
B | 12/07/1995 - 09/11/2002 | BETHPAGE, NY |
PENNINGTON, NJ
07/14/2011 - 07/30/2012
PENNINGTON, NJ
05/18/2011 - 07/30/2012
NEW YORK, NY
12/12/2006 - 01/10/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.