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JOHN NEIL THOMPSON
CRD#: 2685826
IA
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AMERITAS INVESTMENT PARTNERS, INC.CRD#: 109381 5945 R Street
Lincoln, NE 68505
Lincoln, NE 68505
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 5945 R Street
Lincoln, NE 68505
Lincoln, NE 68505
0
Disclosures
29
Years of Experience
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State Registrations
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Arizona 3/2/2020
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South Carolina 2/8/2021
B
Minnesota 10/29/1996
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Texas 3/4/1997
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Nebraska 2/23/1996
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Texas 8/8/1997
B
Nebraska 7/24/1996
B
Vermont 5/24/2022
SRO Registrations
B
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Registered with this firm since 2/23/1996
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Registered with this firm since 2/15/1996
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.