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Detailed Report
CAROLYN ANN MCCLINTON
CAROLYN ANN ASHFORD, CAROLYN ANN DRAINE, CAROLYN ANN JOHNSON
CRD#: 2685456
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Investment Adviser
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Previous Broker
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 2646 W. LINCOLN HIGHWAY
SUITE C
MERRILLVILLE, IN 46410
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2013 (3 years)IAGLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD# 158292)2014 - Present (11 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2014 - 2015 (1 year)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2010 (8 years)BWMA SECURITIES, INC. (CRD# 32625)1996 - 2002 (6 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2006 - 2010 (4 years)IAINTERSECURITIES, INC. (CRD# 16164)2005 - 2006 (<1 year)
Disclosure(s)
View By:
8/18/2006
Customer Dispute
Settled
License(s)

State Registrations

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Indiana 1/3/2014
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Texas 12/13/2018
Current Registration(s)
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GLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD#:158292)
2646 W. LINCOLN HIGHWAY SUITE C, MERRILLVILLE, IN 46410
Registered with this firm since 1/3/2014
Previous Registration(s)
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 01/02/2014 - 05/30/2015 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) MERRILLVILLE, IN
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 11/05/2010 - 12/31/2013 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) MERRILLVILLE, IN
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 11/05/2010 - 12/31/2013 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) MERRILLVILLE, IN
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 07/07/2006 - 11/08/2010 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) MERRILLVILLE, IN
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 04/12/2002 - 11/08/2010 WORLD GROUP SECURITIES, INC. (CRD#:114473) MERRILLVILLE, IN
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 09/27/2005 - 08/21/2006 INTERSECURITIES, INC. (CRD#:16164) MERRILLVILLE, IN
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 03/11/1996 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.