Individual Firm
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RICHARD JOHN CALLAHAN
CRD#: 2684696
IA
B
GREAT VALLEY ADVISOR GROUP, INC.CRD#: 123913 165 W ASHLAND STREET
DOYLESTOWN, PA 18901
DOYLESTOWN, PA 18901
LPL FINANCIAL LLCCRD#: 6413 165 W ASHLAND ST
DOYLESTOWN, PA 18901-4047
DOYLESTOWN, PA 18901-4047
0
Disclosures
29
Years of Experience
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State Registrations
B
Florida 12/8/2011
B
South Carolina 11/3/2022
B
New Jersey 1/31/2008
B
Texas 1/31/2008
B
Pennsylvania 1/31/2008
IA
Texas 12/19/2016
IA
Pennsylvania 11/20/2014
B
Virginia 1/24/2020
SRO Registrations
B
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IA
Registered with this firm since 11/20/2014
B
Registered with this firm since 1/31/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2008 - 10/28/2015 | SOUTHAMPTON, PA | |
IA | 01/03/2005 - 02/06/2008 | SOUTHAMPTON, PA | |
B | 12/12/2002 - 02/06/2008 | SOUTHAMPTON, PA | |
IA | 10/31/1996 - 12/09/2002 | SOUTHHAMPTON, PA | |
B | 01/12/1996 - 12/04/2002 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.