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TONY SHEK YIN WONG
SHEK YIN WONG, TONY WONG
CRD#: 2684319
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 136-20 38TH AVENUE
UNIT 8J
FLUSHING, NY 11354
UNIT 8J
FLUSHING, NY 11354
0
Disclosures
28
Years of Experience
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State Registrations
B
Florida 1/18/2023
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New York 6/3/2021
B
New Jersey 6/24/2021
B
Pennsylvania 5/1/2024
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New Jersey 6/25/2021
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Pennsylvania 5/1/2024
B
New York 5/27/2021
SRO Registrations
B
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Registered with this firm since 6/3/2021
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Registered with this firm since 5/27/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/25/2017 - 05/24/2021 | NEW YORK, NY | |
B | 09/03/2015 - 03/25/2017 | NEW YORK, NY | |
IA | 07/13/2006 - 08/04/2015 | NEW YORK, NY | |
B | 03/27/2006 - 08/04/2015 | NEW YORK, NY | |
B | 09/27/2001 - 02/10/2006 | OMAHA, NE | |
B | 12/17/1998 - 10/09/2001 | WEEHAWKEN, NJ | |
B | 12/05/1995 - 08/31/1998 | GARDEN CITY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.